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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

Filter list by:

Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFKinder Morgan Canada LimitedDual Decision3/20/2018NI 44-101
PDFCascadian Therapeutics, Inc.Dual Decision3/16/2018s. 153
PDFDIRTT Environmental Solutions Ltd.ASC Order3/7/2018s. 151(a)
PDFAgrium Inc.Dual Decision2/22/2018NI 51-102
PDFATB FinancialASC Order2/14/2018s. 144
PDFEuropean Focused Dividend FundDual Decision2/14/2018s. 110, s. 144
PDFSeven Generations Energy Ltd.Dual Decision2/9/2018NI 55-104
PDFPure Technologies Ltd.Dual Decision2/8/2018s. 153
PDFAdvantage Oil & Gas Ltd.Dual Decision2/7/2018NI 62-104
PDFSolium Capital Inc.Dual Decision2/6/2018NI 55-104
PDFAltaGas Ltd.Dual Decision1/26/2018NI 52-107
PDFIthaca Energy Inc.Dual Decision1/26/2018s. 153
PDFEpicore BioNetworks Inc.ASC Order1/5/2018s. 153
PDFTesco CorporationDual Decision1/5/2018s. 153
PDFMelcor Real Estate Investment TrustDual Decision1/2/2018NI 61-101
PDFSource Energy Services Ltd.Dual Decision1/2/2018NI 55-104
PDFTouchstone Exploration Inc.ASC Order12/20/2017s. 144
PDFPersta Resources Inc.ASC Order12/14/2017s. 145; s. 144; NI 51-102
PDFScotiabank Capital Trust and Scotiabank Tier 1 TrustASC Order12/4/2017Rule 13-501 Fees
PDF Dominion Diamond CorporationDual Decision11/27/2017s. 153
PDFSilver Point Capital, L.P.ABCA Order11/16/2017s. 151
PDFCraft Oil Ltd.Dual Decision11/10/2017s. 153
PDFSeair Inc.Passport Decision10/11/2017s. 153
PDFEvolution Engineering Inc.Passport Decision10/6/2017NI 62-104
PDFRepsol Oil & Gas Canada Inc.Dual Decision9/29/2017s. 153