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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

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Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFToro Oil & Gas Ltd.Dual Decision2/17/2017s. 153
PDFDirectCash Payments ULCDual Decision2/8/2017s. 153
PDFPatch International Inc.ASC Order1/24/2017s. 153
PDFMiddlefield LimitedDual Decision1/19/2017NI 81-106
PDFGrand Power Logistics Group Inc.Passport Decision1/13/2017s. 153
PDFESTec Systems Corp.Passport Decision1/3/2017s. 153
PDFTransCanada PipeLines LimitedASC Order12/23/2016MI 96-101
PDFMiddlefield Healthcare & Wellness Dividend FundDual Decision12/20/2016​s. 110 and s. 144
PDFTransCanada PipeLines LimitedASC Order12/9/2016s. 221
PDFCanoe Financial LPDual Decision11/30/2016NI 81-106
PDFThe Toronto-Dominion Bank and TD Capital Trust IVASC Rule11/28/201613-501
PDFStirling Global Value Fund Inc.ASC Order11/22/2016s. 151
PDFSpruceLand Properties Inc.ASC Order11/16/2016s. 153
PDFLogan International Inc.Dual Decision11/9/2016s. 153
PDFNorrep Capital Management Ltd.Dual Decision11/7/2016NI 81-106
PDFVision Capital CorporationDual Decision11/3/2016NI 31-103, NI 81-107
PDFBankers Petroleum Ltd.Dual Decision11/2/2016s. 153
PDFFormation Fluid Management Inc.Passport Decision10/18/2016s. 153
PDFArsenal Energy Inc.Dual Decision10/11/2016s. 153
PDFSMART Technologies Inc.Dual Decision10/11/2016s. 153
PDFPacific Exploration & Production CorporationASC Order9/27/2016s. 92(3)
PDFDiversified Royalty Corp.ASC Order9/26/2016NI 62-104
PDFYoho Resources Inc.ASC Order9/21/2016s. 153
PDFMcEwen Mining - Minera Andes Acquisition Corp.Dual Decision9/8/2016s. 153
PDFRaimount Oil and Gas Inc.Dual Decision9/8/2016s. 153