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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

Filter list by:

Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFIkkuma Resources Corp.Dual Decision2/14/2019s. 153
PDFCanoe Financial LPDual Decision2/7/2019NI 81-102
PDFEncana CorporationDual Decision2/5/2019NI 51-102; NI 54-101
PDFEnbridge Inc.Dual Decision2/5/2019NI 51-102; NI 54-101
PDFGastar Exploration LLCDual Decision2/4/2019s. 153
PDFHusky Energy Inc.Dual Decision1/28/2019NI 51-101
PDFAccelerate Financial Technologies Inc.Dual Decision1/18/2019NI 41-101, NI 62-104
PDFMiddlefield LimitedDual Decision1/18/2019NI 41-101, NI 62-104
PDFEnbridge Income FundDual Decision1/16/2019s.153
PDFGlobal Real Estate & E-Commerce Dividend FundDual Decision1/14/2019s. 110, s. 144
PDFSmartBe Wealth Inc.Dual Decision1/11/2019NI 81-102
PDFBlackPearl Resources Inc.Dual Decision1/10/2019s. 153
PDFSmartBe Wealth Inc.Dual Decision1/9/2019NI 41-101, NI 62-104
PDFTransCanada CorporationDual Decision1/3/2019NI 51-102, NI 52-109, NI 44-101, NI 44-102
PDFSerinus Energy PlcDual Decision12/21/2018NI 51-101
PDFPrairie Provident Resources Canada Ltd.Dual Decision12/21/2018s. 153
PDFSolium Capital Inc.Dual Decision12/14/2018NI 55-104
PDFHusky Energy Inc.Dual Decision12/13/2018NI 62-104
PDFIron Bridge Resources Inc.Dual Decision11/8/2018s.153
PDFCaspian Energy Inc.Dual Decision10/31/2018s. 153
PDFNCM Asset Management Ltd.Dual Decision10/30/2018NI 81-102
PDFNova Gas Transmission Ltd.Dual Decision10/25/2018NI 52-107
PDFE Split Corp.Dual Decision10/23/2018NI 44-101
PDFWinzen Properties Inc.ASC Order10/19/2018s.153
PDFXtreme Drilling Corp.Dual Decision10/1/2018s. 153