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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

Filter list by:

Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFEpicore BioNetworks Inc.ASC Order1/5/2018s. 153
PDFTesco CorporationDual Decision1/5/2018s. 153
PDFMelcor Real Estate Investment TrustDual Decision1/2/2018NI 61-101
PDFSource Energy Services Ltd.Dual Decision1/2/2018NI 55-104
PDFTouchstone Exploration Inc.ASC Order12/20/2017s. 144
PDFPersta Resources Inc.ASC Order12/14/2017s. 145; s. 144; NI 51-102
PDFScotiabank Capital Trust and Scotiabank Tier 1 TrustASC Order12/4/2017Rule 13-501 Fees
PDF Dominion Diamond CorporationDual Decision11/27/2017s. 153
PDFSilver Point Capital, L.P.ABCA Order11/16/2017s. 151
PDFCraft Oil Ltd.Dual Decision11/10/2017s. 153
PDFSeair Inc.Passport Decision10/11/2017s. 153
PDFEvolution Engineering Inc.Passport Decision10/6/2017NI 62-104
PDFRepsol Oil & Gas Canada Inc.Dual Decision9/29/2017s. 153
PDFMiddlefield Healthcare & Life Sciences Dividend FundDual Decision9/21/2017s. 144
PDFBrightPath Early Learning Inc.Dual Decision8/21/2017s. 153
PDFEncana CorporationDual Decision8/14/2017NI 51-101
PDFNorrep Capital Management Ltd.Dual Decision8/11/2017NI 81-102
PDFNorrep Capital Management Ltd.Dual Decision8/11/2017NI 81-106
PDFWesternZagros Resources ULCDual Decision8/11/2017s. 153
PDFLonestar West Inc.Dual Decision8/8/2017s. 153
PDFEnerflex Ltd.Dual Decision8/8/2017NI 51-102
PDFCatamount Resources Inc.Dual Decision8/4/2017NI 62-104
PDFPRD Energy Inc.Coordinated Review Decision7/28/2017s. 153, MI 51-105
PDFCanadian Natural Resources LimitedASC Order7/26/2017s. 3(3) of ABCA
PDFBank of Montreal, BMO Capital Trust II, BMO Subordinated Notes TrustASC Order7/25/2017ASC Rule 13-501 Fees