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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

Filter list by:

Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFKinder Morgan, Inc.Dual Decision3/23/2017NI 52-107
PDFTotal Energy Services Inc.Dual Decision3/21/2017NI 62-104
PDFSteelhead Partners LLC, and Gold Reserve Inc.ASC Order3/15/2017s. 151
PDFInterOil CorporationDual Decision3/14/2017s. 153
PDFEnbridge Income FundDual Decision3/13/2017NI 44-101
PDFEstrella International Energy Services Ltd.Dual Decision3/8/2017s. 153
PDFTotal S.A.Dual Decision3/6/2017s. 144
PDFGalleria Opportunities Ltd.Passport Decision2/24/2017NI 45-106
PDFRobix Environmental Technologies Group, Inc.Passport Decision2/21/2017s. 153
PDFToro Oil & Gas Ltd.Dual Decision2/17/2017s. 153
PDFPersta Resources Inc.ASC Order2/15/2017s. 144
PDFDirectCash Payments ULCDual Decision2/8/2017s. 153
PDFPatch International Inc.ASC Order1/24/2017s. 153
PDFMiddlefield LimitedDual Decision1/19/2017NI 81-106
PDFGrand Power Logistics Group Inc.Passport Decision1/13/2017s. 153
PDFESTec Systems Corp.Passport Decision1/3/2017s. 153
PDFTransCanada PipeLines LimitedASC Order12/23/2016MI 96-101
PDFMiddlefield Healthcare & Wellness Dividend FundDual Decision12/20/2016​s. 110 and s. 144
PDFTransCanada PipeLines LimitedASC Order12/9/2016s. 221
PDFZenith Energy Ltd.ASC Order12/2/2016s. 92(3), s. 221
PDFCanoe Financial LPDual Decision11/30/2016NI 81-106
PDFThe Toronto-Dominion Bank and TD Capital Trust IVASC Rule11/28/201613-501
PDFStirling Global Value Fund Inc.ASC Order11/22/2016s. 151
PDFSpruceLand Properties Inc.ASC Order11/16/2016s. 153
PDFLogan International Inc.Dual Decision11/9/2016s. 153