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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Exemption Orders Relating to Issuers

The ASC may, in appropriate circumstances, grant discretionary exemptions from specific requirements of Alberta securities laws. See MI 11-102, NP 11-203 and ASC Policy 12-601.

The following table includes decisions issued pursuant to MI 11-102 for issuers for whom the ASC is the Principal Regulator only. Exemption Orders issued under MI 11-102 for other issuers can be found on the CanLII website.

Filter list by:

Exemption Orders Type
Document TitleExemption Orders TypeDateExemption
PDFAgrium Inc.Hybrid - Coordinated & Dual5/14/2018s. 153, MI 51-105
PDFBow Energy Ltd.Dual Decision5/11/2018s. 153
PDFAlliance Pipeline Limited PartnershipDual Decision5/3/2018NI 52-107
PDFNorrep Capital Management Ltd.Dual Decision4/26/2018NI 81-102
PDFBacanora Minerals Ltd.Passport Decision4/25/2018s. 153
PDFTotal Capital Canada Ltd.ASC Order4/25/2018s. 3(3) ABCA
PDFCalpine CorporationDual Decision4/17/2018s. 153
PDFEnbridge Inc.ASC Order3/26/2018s. 144
PDFKinder Morgan Canada LimitedDual Decision3/20/2018NI 44-101
PDFCascadian Therapeutics, Inc.Dual Decision3/16/2018s. 153
PDFDIRTT Environmental Solutions Ltd.ASC Order3/7/2018s. 151(a)
PDFAgrium Inc.Dual Decision2/22/2018NI 51-102
PDFATB FinancialASC Order2/14/2018s. 144
PDFEuropean Focused Dividend FundDual Decision2/14/2018s. 110, s. 144
PDFSeven Generations Energy Ltd.Dual Decision2/9/2018NI 55-104
PDFPure Technologies Ltd.Dual Decision2/8/2018s. 153
PDFAdvantage Oil & Gas Ltd.Dual Decision2/7/2018NI 62-104
PDFSolium Capital Inc.Dual Decision2/6/2018NI 55-104
PDFFrontFour Capital Group LLCASC Order1/31/2018s. 151(a)
PDFAltaGas Ltd.Dual Decision1/26/2018NI 52-107
PDFIthaca Energy Inc.Dual Decision1/26/2018s. 153
PDFEpicore BioNetworks Inc.ASC Order1/5/2018s. 153
PDFTesco CorporationDual Decision1/5/2018s. 153
PDFMelcor Real Estate Investment TrustDual Decision1/2/2018NI 61-101
PDFSource Energy Services Ltd.Dual Decision1/2/2018NI 55-104