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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

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Welcome

A whistleblower can provide a valuable public service by sharing information about securities misconduct that would otherwise be difficult to detect. Tips provided by whistleblowers help the Enforcement division of the Alberta Securities Commission (ASC) identify and investigate potential violations and take action to stop them. This allows the ASC to minimize harm to investors, better protect the integrity of the Alberta capital market and hold accountable those responsible for unlawful conduct. Examples of securities violations include illegal insider trading, fraud, misleading financial statements, disclosure violations, illegal distributions and unregistered trading.

Wondering whether you qualify as a whistleblower?

See Are you a whistleblower? below.

Want to do the right thing but concerned about what might happen if you become a whistleblower?

The Securities Act (Alberta) provides rigorous protections for whistleblowers. For more information, see Protections for whistleblowers below.

Ready to submit a tip to the ASC?

Whistleblowers can submit their information to the ASC directly or via a lawyer. See Submit a tip below.

Have questions about becoming a whistleblower?

We’re here to help and answer any questions you may have. Contact the Office of the Whistleblower. See Contact us below.

  1. Are you a whistleblower?
  2. Submit a tip
  3. Protections for whistleblowers
  4. Information for lawyers
  5. About the Office of the Whistleblower
  6. Questions and answers

Contact us

If you have questions about becoming a whistleblower, please call us. All calls are confidential.

Whistleblower toll free line: 1-833-295-4387

If you leave a voicemail message, please include:

  • Your full name
  • The subject of your call
  • The best phone number to reach you
  • The best time to reach you

You may also send a confidential email to owb@asc.ca

Or mail us at:

OWB – Confidential
Alberta Securities Commission
Suite 600, 250 – 5th Street SW
Calgary, Alberta, T2P 0R4

For additional ASC contact information, click here.