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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Decisions & Orders Relating to Registrants

Below you will find decisions and orders relating to exchanges, self-regulatory organizations, registrants and those seeking registration.

You can also find certain decisions and orders relating to enforcement matters and issuers by viewing their respective pages.

See more about Decisions & Orders Relating to Registrants



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Filter list by:

Document Type
Document TitleDateDocument Type
PDFMillennium Financial Group Inc.4/30/2003ASC Decision
PDFMillennium Financial Group Inc.4/22/2003ASC Decision
PDFPewter Financial Ltd.2/25/2003ASC Decision
PDFSwift Trade Securities Inc.3/30/2000ASC Decision
PDFHAMILL, Gary;Pan Geo Investment Inc.5/21/1980ASC Decision