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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Decisions & Orders Relating to Registrants

Below you will find decisions and orders relating to exchanges, self-regulatory organizations, registrants and those seeking registration.

You can also find certain decisions and orders relating to enforcement matters and issuers by viewing their respective pages.

See more about Decisions & Orders Relating to Registrants

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Document Type
Document TitleDateDocument Type
PDFRecognition of Exchanges Located Outside Alberta for the Purposes of Trading Exchange Contracts 3/11/2004Order
PDFLysalta Capital Development Corporation1/30/2004ASC Decision
PDFPewter Financial Ltd.7/7/2003ASC Decision
PDFMillennium Financial Group Inc.6/23/2003ASC Decision
PDFMillennium Financial Group Inc.4/30/2003Order
PDFMillennium Financial Group Inc.4/30/2003ASC Decision
PDFMillennium Financial Group Inc.4/22/2003ASC Decision
PDFPewter Financial Ltd.2/25/2003ASC Decision
PDFSwift Trade Securities Inc.3/30/2000ASC Decision
PDFHAMILL, Gary;Pan Geo Investment Inc.5/21/1980ASC Decision