Skip Ribbon Commands
Skip to main content
Navigate Up
Sign In
Check registration (?)

The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada.

Status of Current Proceedings

To view additional information about a current or scheduled proceeding, click on a link below.

Enforcement Proceedings

Other Proceedings

DMD III Investors Group (Applicant)
CMS Financial Services Ltd. (Respondent)
March 2017written decision pending