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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

Recovery of Unpaid Orders

The Alberta Securities Commission may issue orders against, or enter into settlement agreements with, individuals or companies who have breached Alberta securities laws. Respondents are required to pay any administrative penalties, disgorgement orders, settlement monies and/or costs arising from such orders or settlement agreements as prescribed by law.

In the interest of transparency, accountability and investor protection, the ASC provides the list below of respondents who have not paid amounts ordered by the ASC or in a settlement agreement. Many orders or settlements also ban respondents from certain types of activity, such as acting as a director or officer of a public company. To access the full order or settlement, which includes information about the amounts to be paid and any additional sanctions imposed against these respondents, please click on the “Date of Decision” link beside each respondent.

For each respondent, status of the amount unpaid is shown as follows:

  • Unpaid (Full) – no payments have been made on the original amount ordered or agreed 
  • Unpaid (Partial) – a partial amount has been paid 
  • Paying as Agreed – payments are being made in accordance with a payment arrangement that is in effect.

Holding respondents accountable for their misconduct is important for investor protection and protecting the integrity of the Alberta capital market. Enforcing Commission orders to the full extent allowed by law, including collecting outstanding amounts owed, is key to effective deterrence. To that end, the ASC pursues all avenues of collection available, including questionings, seizure of assets, and garnishment of wages, both inside and outside the province of Alberta.

This list is updated quarterly. When an unpaid order or settlement has been satisfied, the respondent’s name will be removed from this list on the next update; the original ASC panel decision or settlement agreement will remain on the ASC website. Respondents who have appealed an ASC order will remain on this list while any appeal is ongoing.

Unpaid Orders

Respondents
Date of Decision
Status
1351368 Alberta Ltd.12/12/2014Unpaid (Partial)
526053 B.C. Ltd.11/16/2006Unpaid (Full)
706166 Alberta Co.6/5/2012Unpaid (Full)
786387 Alberta Ltd., carrying on business as LED Innovations.com6/18/2007Unpaid (Full)
Allan, Ryan Scott11/2/2015Unpaid (Full)
Allen, Joseph Edward12/7/2005Paying as Agreed
Allen, Joseph Edward3/26/2007Paying as Agreed
Amyotte, George Oscar10/10/2007Unpaid (Partial)
Anderson, Benhard Andrew3/24/2009Unpaid (Full)
Atlantic Tides Incorporated6/16/2015Unpaid (Full)
Atlantic Tides Mortgage Investment Corp.6/16/2015Unpaid (Full)
Atlas Communications Inc.10/10/2007Unpaid (Full)
Atwell, Douglas12/7/2005Unpaid (Full)
Atwood, Delroy6/18/2010Unpaid (Full)
Aurora, Varun Vinny1/9/2012Unpaid (Partial)
Baker, Robert2/9/2015Unpaid (Partial)
Bearspaw at 144th Avenue Ltd.3/5/2012Unpaid (Partial)
Besaw, Gerard2/26/2010Unpaid (Partial)
Bradbury, Nelson Peter11/8/2016Unpaid (Full)
Branconnier, Rene Joseph2/2/2016Unpaid (Full)
Brost, Milowe7/10/2007Unpaid (Partial)
Brost, Milowe9/27/2012Unpaid (Full)
Brzeski, Lucas "Luke"10/4/2010Unpaid (Full)
Burback, Chad Delbert2/2/2016Unpaid (Full)
Burgess, Ralph William9/13/2013Unpaid (Partial)
Calmusky, Randy Zenovi1/12/2016Unpaid (Full)
Campanelli-Pittarelli, Giovanna11/23/2010Unpaid (Full)
Campbell, David12/12/2007Unpaid (Full)
Campbell, Douglas Gordon6/16/2015Unpaid (Partial)
Capital Alternatives Inc.7/10/2007Unpaid (Full)
Carvao, Carlos5/31/2007Unpaid (Full)
Chandran Holding Media, Inc. also known as Chandran Holdings & Media Inc.5/19/2015Unpaid (Full)
Chandran Media5/19/2015Unpaid (Full)
Chandran, Chitra9/26/2014Paying as Agreed
Chandran, Neil Suresh5/19/2015Unpaid (Full)
Chandran, Shariff9/26/2014Unpaid (Full)
Cheng, Wai-Leung (aka Danny Cheng)11/13/2007Unpaid (Partial)
Chmelyk, Ferlyn Robert John6/14/2017Unpaid (Full)
Closson, Wade Robert12/29/2015Unpaid (Full)
Cloutier, Ronald Theodore5/5/2014Unpaid (Full)
Clynes, Rick12/12/2007Unpaid (Full)
Coadum Advisors Inc.8/13/2008Unpaid (Full)
Coadum Capital Fund 1, LLC18/13/2008Unpaid (Full)
Coadum Capital Fund II, LP8/13/2008Unpaid (Full)
Cochrane, Patrick3/12/2008Unpaid (Partial)
Couch, Jeanette Cleone3/5/2012Unpaid (Partial)
Creason, Jimmy Ross11/23/2010Unpaid (Partial)
Da Silva, Carlos12/12/2007Unpaid (Full)
Davis, Jeremy Peter2/25/2013Paying as Agreed
Daystar Holdings Inc.3/5/2008Unpaid (Partial)
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