Act & Regulation 

Act

The Securities Act (Alberta), RSA 2000 cS-4, is the statute that establishes Alberta's securities laws and gives the Alberta Securities Commission its powers and duties. The Revised Statutes of Alberta (RSA) 2000 came into effect on January 1, 2002. Since that revision, the Act was amended in 2003, 2005, 2006, 2007, 2008, 2009, 2010 and 2011.

Amending Enactment

Date of Royal Assent

Proclamation Information

Sections Awaiting Proclamation

Sections Subsequently Repealed / not Pursued  

Securities Amendment Act, 2011 (Bill 4)

April 29, 2011

s.19 of SAA, 2011

 

2(a), 6, 11 and 13

N/A

Securities Amendment Act, 2010 (Bill 13)

April 22, 2010

s.23 of SAA, 2010

See also Orders in Council:
252/2010
394/2010

2(a) and (c), 3, 7, 10(b), 12, 13, 15, 16, 18(a) and 21(b)

N/A

Securities Amendment Act, 2009 (Bill 17) 

May 26, 2009

N/A

The entire Act came into force on Royal Assent

N/A

Securities Amendment Act, 2008 (Bill 38)

November 4, 2008

s.21 of SAA, 2008

See also Orders in Council:
453/2009

None

5 and 14

Securities Amendment Act, 2007 (Bill 21)

April 20, 2007

s.26 of SAA, 2007

See also Orders in Council:
452/2009

None

2(e) and 10

Securities Amendment Act, 2006 (Bill 25)

May 24, 2006

s.62 of SAA, 2006

See also Orders in Council:
277/2006
436/2006
524/2006
615/2006
42/2008
27/2008
451/2009
209/2010

27, 28 and 49(a)

37 and 40

Securities Amendment Act, 2005 (Bill 19)

May 10, 2005

s.33 of SAA, 2005

See also Orders in Council:
274/2005
431/2005

All sections have been proclaimed

N/A

Securities Amendment Act, 2003 (Bill 14)

May 16, 2003

s.39 of SAA, 2003

See also Orders in Council:
273/2003
113/2005

None

N/A

Regulation

Securities Regulations are laws made by the Lieutenant Governor in Council. The current Securities Regulations establish fees payable to the ASC for specific filings and the process the ASC must follow to make rules.