Act
The Securities Act (Alberta), RSA 2000 cS-4, is the statute that establishes Alberta's securities laws and gives the Alberta Securities Commission its powers and duties. The Revised Statutes of Alberta (RSA) 2000 came into effect on January 1, 2002. Since that revision, the Act was amended in 2003, 2005, 2006, 2007, 2008, 2009, 2010 and 2011.
Amending Enactment | Date of Royal Assent | Proclamation Information | Sections Awaiting Proclamation | Sections Subsequently Repealed / not Pursued |
Securities Amendment Act, 2011 (Bill 4) | April 29, 2011 | s.19 of SAA, 2011 | 2(a), 6, 11 and 13 | N/A |
Securities Amendment Act, 2010 (Bill 13) | April 22, 2010 | s.23 of SAA, 2010
See also Orders in Council:
252/2010
394/2010 | 2(a) and (c), 3, 7, 10(b), 12, 13, 15, 16, 18(a) and 21(b) | N/A |
Securities Amendment Act, 2009 (Bill 17) | May 26, 2009 | N/A | The entire Act came into force on Royal Assent | N/A |
Securities Amendment Act, 2008 (Bill 38) | November 4, 2008 | s.21 of SAA, 2008
See also Orders in Council:
453/2009 | None | 5 and 14 |
Securities Amendment Act, 2007 (Bill 21) | April 20, 2007 | s.26 of SAA, 2007 See also Orders in Council:
452/2009 | None | 2(e) and 10 |
Securities Amendment Act, 2006 (Bill 25) | May 24, 2006 | s.62 of SAA, 2006
See also Orders in Council:
277/2006
436/2006
524/2006
615/2006
42/2008
27/2008
451/2009
209/2010 | 27, 28 and 49(a) | 37 and 40 |
Securities Amendment Act, 2005 (Bill 19) | May 10, 2005 | s.33 of SAA, 2005
See also Orders in Council:
274/2005
431/2005 | All sections have been proclaimed | N/A |
Securities Amendment Act, 2003 (Bill 14) | May 16, 2003 | s.39 of SAA, 2003
See also Orders in Council:
273/2003
113/2005 | None | N/A |
Regulation
Securities Regulations are laws made by the Lieutenant Governor in Council. The current Securities Regulations establish fees payable to the ASC for specific filings and the process the ASC must follow to make rules.