Instruments & Policies 

  45-106 Prospectus and Registration Exemptions - Consolidated version for periods relating to financial years beginning on or after January 1, 2011   (PDF 488601 KB)
Type: National Instrument History »
Status: As amended 30 June 2011


Documents Related to 45-106

NumberTitleTypeStatus
45-106 Amendments to NI 45-106 Amendments to Instrument Effective 31 May 2013
45-106F1 Report of Exempt Distribution Form As amended 01 May 2011
45-106F2 Offering Memorandum for Non-Qualifying Issuers - Consolidated version for periods relating to financial years beginning on or after January 1, 2011 Form As amended 01 Jan 2011
45-106F3 Offering Memorandum for Qualifying Issuers - Consolidated version for periods relating to financial years beginning on or after January 1, 2011 Form As amended 01 Jan 2011
45-106F4 Risk Acknowledgement Form Effective 28 Sept 2009
45-106F5 Risk Acknowledgement Saskatchewan Close Personal Friends and Close Business Associates Form Effective 28 Sept 2009
45-106F6 British Columbia Report of Exempt Distribution Form Published 13 Apr 2012
45-106CP Companion Policy to NI 45-106 - Consolidated version for periods relating to financial years beginning on or after January 1, 2011 Companion Policy As amended 01 Jan 2011
45-310 CSA Staff Notice 45-310 Update on CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions CSA Notice Published 07 Jun 2012
45-401 CSA Staff Consultation Note 45-401 Review of Minimum Amount and Accredited Investor Exemptions Public Consultation Consultation Paper Published 10 Nov 2011
ASC Staff Notice: Investment Fund Financial Statements used in an Offering Memorandum ASC Notice Published 04 Nov 2011
ASC Designation Order: Designation of Investment Funds as Reporting Issuers for Certain Purposes Designation Order Effective 04 Nov 2011
11-315 Extension of Consultation Period CSA Notice Published 15 Jun 2011
45-304 Notice of Local Exemptions Related to National Instrument 45-106 Prospectus and Registration Exemptions and National Instrument 31-103 Registration Requirements and Exemptions CSA Notice Published 27 Nov 2009
Exemption for trades in certain capital accumulation plans Blanket Order Effective 21 Oct 2005


Proposed Amendments Related to 45-106

NumberTitleTypeStatus
45-106 Proposed Amendments to Specified Instruments (arising from proposed amendments to NI 81-102) Proposed Amendments to Instrument Published 27 Mar 2013
45-106 Proposed amendments to National Instrument 45-106 Prospectus and Registration Exemptions (arising from proposed NI 51-103) Proposed Amendments to Instrument Published 13 Sep 2012
45-106CP Proposed changes to Companion Policy 45-106CP to National Instrument 45-106 Prospectus and Registration Exemptions (arising from proposed NI 51-103) Proposed Changes to Policy Published 13 Sep 2012
45-106 Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions (arising from the implementation of NI 25-101) Proposed Amendments to Instrument Published 26 Jul 2012
45-106 Proposed Amendments to National Instrument 45-106 Prospectus and Registration Exemptions Proposed Amendments to Instrument Published 01 Apr 2011


Consequential Amendments Related to 45-106

No Documents exist.