Instruments & Policies 

  54-101 Communication With Beneficial Owners of Securities of a Reporting Issuer – Consolidated Version  (PDF 310737 KB)
Type: National Instrument History »
Status: As amended 11 Feb 2013


Documents Related to 54-101

NumberTitleTypeStatus
54-101 CSA Notice of Amendments to National Instrument 54-101 Communication With Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication With Beneficial Owners of Securities of a Reporting Issuer and related amendments. CSA Notice Published 29 Nov 2012
54-101F1 Explanation to Clients and Client Response Form - Consolidated Version Form As amended 01 Jan 2011
54-101F2 Request for Beneficial Ownership Information – Consolidated Version Form As amended 11 Feb 2013
54-101 F3 Omnibus Proxy (Depositories) Form Effective 01 Jul 2002
54-101 F4 Omnibus Proxy (Proximate Intermediaries) Form Effective 01 Jul 2002
54-101F5 Electronic Format For NOBO List Form Effective 11 Feb 2013
54-101F6 Request for Voting Instructions Made By A Reporting Issuer – Consolidated Version Form As amended 11 Feb 2013
54-101F7 Request for Voting Instructions Made By Intermediary – Consolidated Version Form As amended 11 Feb 2013
54-101F9 Undertaking – Consolidated Version Form As amended 11 Feb 2013
54-101F10 Undertaking Form Effective 11 Feb 2013
54-101 Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer and Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer CSA Notice Published 17 Jun 2011
54-101 Amendment to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer Amendments to Instrument Effective 01 Jan 2011
54-101CP Companion Policy to NI 54-101 – Consolidated Version Companion Policy As amended 11 Feb 2013
54-101 CP Companion Policy to NI 54-101 Companion Policy Amendments Effective 09 Feb 2005
54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer National Instrument Amendments Effective 09 Feb 2005


Proposed Amendments Related to 54-101

NumberTitleTypeStatus
54-101 Notice of Proposed Amendments to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer CSA Notice Published 09 Apr 2010
Notice of implementation of amendments to NI 54-101 CSA Notice Published 03 Dec 2004
54-101 Proposed Amendment Instrument to NI 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer Proposed Amendments to Instrument Published 09 Apr 2010
54-101 Frequently asked questions regarding communications with beneficial owners rule (CSA Staff Notice 54-301) CSA Notice Published 04 Apr 2003
Notice of implementation of NI 54-101 ASC Notice Published 09 Apr 2002
54-101CP Proposed Amendment Instrument to Companion Policy 54-101CP Communication with Beneficial Owners of Securities of a Reporting Issuer Proposed Changes to Policy Published 09 Apr 2010
54-101CP Companion Policy 54-101CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer Proposed Changes to Policy Published 17 Jun 2011
Notice of proposed amendments to NI 54-101 CSA Notice Published 03 Oct 2003
54-101 Proposed Amendment Instrument to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer Proposed Amendments to Instrument Published 17 Jun 2011
54-101 Proposed Amendment Instrument to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer - Blackline Proposed Amendments to Instrument Published 17 Jun 2011
54-101CP Companion Policy 54-101CP to National Instrument 54-101 Communication with Beneficial Owners of Securities of a Reporting Issuer - Blackline Proposed Changes to Policy Published 17 Jun 2011


Consequential Amendments Related to 54-101

No Documents exist.