Instruments & Policies 

  21-101 Marketplace Operation - ASC consolidation  (PDF 55424 KB)
Type: National Instrument History »
Status: Effective 31 Dec 2003


Documents Related to 21-101

NumberTitleTypeStatus
21-101 Amendments to National Instrument 21-101 Marketplace Operation Amendments to National Instrument Published 13 Nov 2009
21-101CP Amendments to 21-101CP Amendments to Companion Policy Published 13 Nov 2009
Notice of Amendments to National Instrument 21-101 Marketplace Operation and National Instrument 23-101 Trading Rules CSA Notice Published 13 Nov 2009
21-101 Amendments to NI 21-101 Marketplace Operation Amendments to National Instrument Published 20 Jun 2008
21-101CP Amendments to 21-101CP Amendments to Companion Policy Published 20 Jun 2008
CSA Notice on Proposed Trade Through Rule Amendments and Request for Comments CSA Notice Published 17 Oct 2008
CSA Notice of Amendments to Best Execution and Related Rules in National Instruments NI 21-101 Marketplace Operation and NI 23-101 Trading Rules CSA Notice Published 20 Jun 2008
21-501 Confidentiality for Forms that marketplaces and information processors are required to file under NI 21-101 Blanket Order Effective 15 Jan 2003
21-101 Proposed amendments to NI 21-101 National Instrument Proposed 14 July 2006
21-101 Forms 21-101 F1 to 21-101 F6 - ASC consolidation Form Effective 31 Dec 2003
21-101CP Companion Policy to NI 21-101 - ASC consolidation Companion Policy Effective 31 Dec 2003
21-101 Proposed amendments to NI 21-101 National Instrument Proposed 11 Jul 2003
21-302 Notice re confidentiality of forms filed under NI 21-101 CSA Notice Published 24 Jan 2003
21-101 Marketplace Operation National Instrument Effective 01 Dec 2001
21-101 CP Companion Policy to NI 21-101 Companion Policy Effective 01 Dec 2001
21-101 Forms 21-101 F1 to 21-101 F6 Form Effective 01 Dec 2001


Proposed Amendments Related to 21-101

NumberTitleTypeStatus
21-101 Proposed Amendments to NI 21-101 Marketplace Operation Proposed Amendments to National Instrument Proposed 17 Oct 2008
21-101CP Proposed Amendments to 21-101CP Marketplace Operation Proposed Amendments to Companion Policy Proposed 17 Oct 2008
21-306 Notice of Filing of Forms 21-101F5 Initial Operation Report for Information Processor CSA Notice Published 22 June 2007
21-101 CSA Notice 21-101/23-101 CSA Notice Published 20 Apr 2007
21-101 CSA Staff Notice 21-306 Notice of Filing of Form 21-101F5 CSA Notice Published 20 Apr 2007
21-101 Amendments to NI 21-101 Marketplace Operation Amendments Published 20 Apr 2007
21-101 Amendments to Companion Policy NI 21-101CP Marketplace Operation Amendments Published 20 Apr 2007
21-101 CSA Notice of Amendments to NI 21-101 and NI 23-101 ASC Notice Published 15 Dec 2006
21-101 Amendments to NI 21-101 Amendments Published 15 Dec 2006
21-101F2 Amendments to Form NI 21-101F2 - Initial Operation Report Alternative Trading System ASC Notice Published 15 Dec 2006
21-101F5 Amendments to Form NI 21-101F5 - Initial Operation Report for Information Processor ASC Notice Published 15 Dec 2006
21-101CP Amendments to Companion Policy 21-101CP to NI 21-101 Marketplace Operation ASC Notice Published 15 Dec 2006
Notice of proposed amendments to NI 21-101 CSA Notice Published 14 July 2006
21-304 Notice of Request for filing of Form 21-101F5 CSA Notice Published 14 July 2006
21-101F2 Initial Operation Report Alternative Trading System Form Published 14 July 2006
21-101F5 Initial Operation Report For Information Processor Form Published 14 July 2006
Notice of amendments to NI 21-101 and NI 23-101 effective 31 Dec 2003 ASC Notice Published 17 Nov 2003
Notice of proposed amendments to NI 21-101 and NI 23-101 Notice Published 11 Jul 2003
Notice of NI 21-101 and 23-101 CSA Notice Published 17 Nov 2001
List of Commenters Appendix A to CSA Notice Published 17 Nov 2001
Summary of the ATS Rules Appendix B to CSA Notice Published 17 Nov 2001


Consequential Amendments Related to 21-101

No Documents exist.