This section provides information on the status of current and scheduled ASC hearings. These may include enforcement proceedings, adjudication of contested take-over bids and reviews and appeals of decisions made by ASC Staff, exchanges or self-regulatory organizations. ASC hearings are generally open to the public.
For documents relating to past proceedings before the ASC view:
Are you a party to or otherwise involved in an ASC hearing? Click here.
To view additional information about a current or scheduled proceeding, click on a link below.
ENFORCEMENT PROCEEDINGS |
Respondents | Date | Purpose/Status |
Focused Money Solutions Inc.
DELAET, Victor George | | submissions pending |
| | decision pending |
DELAET, Victor George
GITZEL, Stanley Kenneth | | decision on sanction pending |
DE GOUVEIA, David | | decision on sanction pending |
Global 8 Environmental Technologies, Inc.
Halo Property Services Inc.
Canadian Alternative Resources Inc.
Milverton Capital Corporation
BRANCONNIER, Rene Joseph
BURBACK, Chad Delbert | February, April, May and July 2013 | hearing into merits |
TransCap Corporation
Strata-Trade Corporation
ST. JEAN, Dale Joseph Edgar
TINDALL, Gregory Dennis | May 2013 | scheduling of submissions pending |
HOLTBY, John Herbert
BURDEYNEY, Kenneth Michael
WALTON, Gayle Marie
KOWALCHUK, Randall George
HOLTBY, Dale Francis
SHEPERT, John Jacob | May 2013 | hearing on sanction |
CLOUTIER, Ronald Theodore
Venture Contractors Ltd.
Viva Communications Ltd.
Sunterra Resource Audit Equipment Ltd.
Sunterra Seismic Inc.
| June-July 2013 | hearing into merits |
JOHNSTON, Raymond Harvey
Sherwood Financial Services Ltd. | June 2013 | hearing into merits |
VerifySmart Corp. (formerly known as Verified Capital Corp.)
Verified Transactions Corp.
SCAMMELL, Daniel
DE BEER, Casper (aka DE BEER, Casha) | June 2013 | reciprocal application |
SULLIVAN, Myron, II (a.k.a. SULLIVAN, Fred Myron George)
Global Response Group (GRG) Corp.
IMC – International Marketing of Canada Corp. | June 2013 | reciprocal application |
ROBINSON, Dedric Joseph
Libertygate Investment Corp.
D. Robinson & Associates Inc.
HOLOMEY, Allan Dwayne
A.D.H. Stealth Investments Inc. | July 2013 | submissions pending |
MCKAY, Glen Hubert
WEINER, Floyd Terrance | August 2013 | hearing into merits |
Peer Financial Ltd.
RBEE Capital Associates Ltd.
BURGESS, Ralph William | August-September 2013 | hearing into merits |
Rogers Oil & Gas Inc.
Rogers Gold Corp.
ROGERS, John Dale
KEENAN, Robert Harold
MITCHELL, Charles (Chad)
KIRKHAM, Brian R. | October-November 2013 | hearing into merits |
Platinum Equities Inc.
Deerfoot Court Real Estate Investment Fund Limited Partnership
Glenmore & Centre Retail Limited Partnership
Platinum 5 Acres and a Mule Limited Partnership
PMIC II Investments Ltd.
Qualia Real Estate Investment Fund VI Limited Partnership
CHANDRAN, Shariff
CHANDRAN, Chitra
JARO, Victor Alejandro Galivan (a.k.a. GALIVAN, Alex) | November-December 2013 | hearing into merits |
Hypower Fuel Inc.
HOCHHAUSEN, Thomas
BENDER, Douglas | November 2013 | hearing into merits |
ZEIBEN, Lawrence
Grit International Inc.
Texas Petroleum Inc.
CHAMBERS, Berith Ward
Advanced Investor Intelligence Inc. | January 2014 | hearing into merits |
HAGERTY, Sherry
HAGERTY, Gary | February 2014 | hearing into merits |
LOUGH, Patrick Myles
DAVIDSON, Lynda Dawn
BARNES, Wayne Thomas Arnold
Mountain Shores Land Ventures Ltd. | February-March 2014 | hearing into merits |
LAMBERT, Anthony Maurice
PIERCE, Sandra Lynn
TURNER, Sean Gregory | March 2014 | hearing into merits |
Progressive Energy Partners LLC
Progressive Energy Partners LLC #3
Progressive Energy Partners LLC #4
AUBREY, Carol Dee
AUBREY, Jerry L. | adjourned indefinitely on application by ASC Staff | reciprocal application |
The Tradeshow Marketing Company Ltd.
Pacific Blue Energy Corp. | adjourned indefinitely on application by parties | hearing into merits |
Calvalley Petroleum Inc.
KONT, Memet
MACARTHUR, Kevin Dougald
SHIMOON, Edmund | adjourned indefinitely | hearing into merits |
MAK, Gordon | adjourned indefinitely | hearing into merits |