Regulatory Instrument Details

Securities Law & Policy

14-101 Definitions [NI]

14-101
Number
Title
Regulatory Instrument Type
Date Type
Date
14-101
Definitions - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023

Proposed Amendments Related to 14-101

Number
Title
Regulatory Instrument Type
Date Type
Date
14-101
Propsed Amendments to NI 14-101 (arising from NI 81-102)
Published - Proposed Amendments to Instrument - 09/12/2019
Proposed Amendments to Instrument
Published
09/12/2019
Related (5) Historic (17)
Number
Title
Regulatory Instrument Type
Status
Date
94-102
Derivatives: Customer Clearing and Protection of Customer Collateral and Positions - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
62-103
The Early Warning System and Related Take-Over Bid and Insider Reporting Issues - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
45-106
Prospectus Exemptions - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
31-103
Registration Requirements, Exemptions and Ongoing Registrant Obligations - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
11-342
Notice of Local Amendments and Changes in Certain Jurisdictions
Published - CSA Notice - 08/06/2020
CSA Notice
Published
08/06/2020
Number
Title
Regulatory Instrument Type
Status
Date
14-101
Amendments to NI 14-101
Effective - Amendments to Instrument - 09/13/2023
Amendments to Instrument
Effective
09/13/2023
Amendments NI 14-101and consequential amendments
Published - CSA Notice - 06/15/2023
CSA Notice
Published
06/15/2023
Request for Comment Proposed Amendments to NI 14-101 Definitions and Consequential Amendments
Published - CSA Notice - 04/22/2021
CSA Notice
Published
04/22/2021
14-101
Amendments to NI 14-101
Effective - Amendments to Instrument - 02/01/2017
Amendments to Instrument
Effective
02/01/2017
Amendments to Certain National, Multilateral and Local Instruments and Changes to 31-103CP related to Derivatives Regulation in AB, NB, NS and SK
Published - CSA Notice - 10/06/2016
CSA Notice
Published
10/06/2016
14-101
Amendments to NI 14-101
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
14-101
Amendments to NI 14-101 (arising from implementation of NI 55-104)
Effective - Amendments to Instrument - 04/30/2010
Amendments to Instrument
Effective
04/30/2010
14-101
Amendments to NI 14-101 (arising from NI 31-103)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
14-101
Amendments to NI 14-101 (arising from NI 41-101)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
14-101
Amendments to NI 14-101 (arising from MI 11-102)
Effective - Amendments to Instrument - 03/17/2008
Amendments to Instrument
Effective
03/17/2008
14-101
Amendments to NI 14-101
Effective - Amendments to Instrument - 12/31/2002
Amendments to Instrument
Effective
12/31/2002
14-101
Notice of Amendments to NI 14-101
Published - ASC Notice - 11/08/2002
ASC Notice
Published
11/08/2002
14-101
Notice of Proposed Amendments to NI 14-101
Published - ASC Notice - 09/28/2001
ASC Notice
Published
09/28/2001
14-101
Amendments to NI 14-101
Effective - Amendments to Instrument - 07/01/1999
Amendments to Instrument
Effective
07/01/1999
14-101
Notice of Amendments to NI 14-101
Published - ASC Notice - 03/26/1999
ASC Notice
Published
03/26/1999
14-101
Definitions
Effective - National Instrument - 04/01/1997
National Instrument
Effective
04/01/1997
14-101
Notice of Implementation of NI 14-101
Published - ASC Notice - 02/28/1997
ASC Notice
Published
02/28/1997

News Releases Related to 14-101

No documents found