Regulatory Instrument Details
81-102 Investment Funds [NI]
81-102
Number
Title
Regulatory Instrument Type
Date Type
Date
81-102
Investment Funds - Consolidated Version
As Amended - National Instrument - 09/13/2023
National Instrument
As Amended
09/13/2023
81-102CP
Companion Policy to NI 81-102 - Consolidated Version
As Changed - Companion Policy - 06/09/2023
Companion Policy
As Changed
06/09/2023
Proposed Amendments Related to 81-102
Number
Title
Regulatory Instrument Type
Date Type
Date
Proposed Amendments to NI 81-102 pertaining to Crypto Assets
Published - CSA Notice - 01/18/2024
CSA Notice
Published
01/18/2024
Request for Comment Proposed Amendments to NI 81-102 Investment Funds
Published - CSA Notice - 10/19/2023
CSA Notice
Published
10/19/2023
Number
Title
Regulatory Instrument Type
Status
Date
Multilateral CSA Notice Repeal of NI 81-104
Published - CSA Notice - 08/31/2023
CSA Notice
Published
08/31/2023
81-336
Guidance on Crypto Asset Investment Funds that are Reporting Issuers
Published - CSA Notice - 07/06/2023
CSA Notice
Published
07/06/2023
81-335
Investment Fund Settlement Cycles
Published - CSA Notice - 12/15/2022
CSA Notice
Published
12/15/2022
81-508
Exemptions from NI 81-104 Alternative Mutual Funds
Effective - Blanket Order - 01/28/2021
Blanket Order
Effective
01/28/2021
81-333
Guidance on Effective Liquidity Risk Management for Investment Funds
Published - CSA Notice - 09/18/2020
CSA Notice
Published
09/18/2020
81-507
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds with Deadlines During the Period from June 2 to September 30, 2020
Effective - Blanket Order - 05/20/2020
Blanket Order
Effective
05/20/2020
81-506
Temporary Exemption from Borrowing Limit to Accommodate Redemption Requests for Mutual Funds Investing in Fixed Income Securities
Published - Blanket Order - 04/17/2020
Blanket Order
Published
04/17/2020
81-505
Extension of Certain Filing, Delivery and Prospectus Renewal Requirements for Investment Funds
Effective - Blanket Order - 03/23/2020
Blanket Order
Effective
03/23/2020
81-331
Investment Funds Investing in Bail-in Debt
Published - CSA Notice - 08/23/2018
CSA Notice
Published
08/23/2018
81-328
Report by the Auditor in the Form Contained Respectively in Appendix B-1, B-2 or B-3 of NI 81-102 Investment Funds
Published - CSA Notice - 06/08/2017
CSA Notice
Published
06/08/2017
81-504
Mutual Fund Audit Reports
Effective - Blanket Order - 06/07/2017
Blanket Order
Effective
06/07/2017
2014 ABASC 370
Certain mortgage investment entities designated not to be non-redeemable investment funds (except for registration)
Effective - Designation Order - 09/22/2014
Designation Order
Effective
09/22/2014
Number
Title
Regulatory Instrument Type
Status
Date
81-102
Amendments to NI 81-102 (arising from NI 14-101)
Effective - Amendments to Instrument - 09/13/2023
Amendments to Instrument
Effective
09/13/2023
81-102CP
Changes to 81-102CP (arising from NI 13-103)
Effective - Changes to Policy - 06/09/2023
Changes to Policy
Effective
06/09/2023
81-102
Amendment to NI 81-102
Effective - Amendments to Instrument - 01/06/2022
Amendments to Instrument
Effective
01/06/2022
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 01/06/2022
Changes to Policy
Effective
01/06/2022
Amendments Reducing Regulatory Burden for Investment Fund Issuers Phase 2, Stage 1
Published - CSA Notice - 10/07/2021
CSA Notice
Published
10/07/2021
Request for Comment Proposed Amendments and Changes (regarding Reducing Regulatory Burden for investment Fund Issuers)
Published - CSA Notice - 09/12/2019
CSA Notice
Published
09/12/2019
81-325
Withdrawn - Status Report on Consultation under CSA Notice 81-324 and Request for Comment on Proposed CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Withdrawn - CSA Notice - 03/07/2019
CSA Notice
Withdrawn
03/07/2019
81-326
Withdrawn - Update on an Alternative Funds Framework for Investment Funds
Withdrawn - CSA Notice - 03/07/2019
CSA Notice
Withdrawn
03/07/2019
81-102
Amendments to NI 81-102 (Alberta only)
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
81-102
Amendments to NI 81-102 (changes to commentary)
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 01/03/2019
Changes to Policy
Effective
01/03/2019
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 01/03/2019
Amendments to Instrument
Effective
01/03/2019
Amendments Modernization of Investment Fund Product Regulation – Alternative Mutual Funds
Published - CSA Notice - 10/04/2018
CSA Notice
Published
10/04/2018
81-102
Amendments to NI 81-102 (arising from NI 44-101)
Effective - Amendments to Instrument - 06/12/2018
Amendments to Instrument
Effective
06/12/2018
81-102CP
Changes to 81-102CP (arising from NI 44-101)
Effective - Changes to Policy - 06/12/2018
Changes to Policy
Effective
06/12/2018
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 11/14/2017
Amendments to Instrument
Effective
11/14/2017
Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds - Amendments to NI 81-102 Investment Funds
Published - CSA Notice - 08/31/2017
CSA Notice
Published
08/31/2017
Request for Comment Adoption of a T+2 Settlement Cycle for Conventional Mutual Funds
Published - CSA Notice - 04/27/2017
CSA Notice
Published
04/27/2017
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 03/08/2017
Amendments to Instrument
Effective
03/08/2017
Amendments to NI 81-102 and Related Consequential Amendments
Published - CSA Notice - 12/08/2016
CSA Notice
Published
12/08/2016
81-306
Withdrawn - Disclosure by Mutual Funds of changes in Calculation of Management Expense Ratio
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
11-324
Withdrawn - Extension of Comment Period - Implementation of Modernization of Investment Fund Product Regulation Project
Withdrawn - CSA Notice - 12/01/2016
CSA Notice
Withdrawn
12/01/2016
Request for Comment Modernization of Investment Fund Product Regulation – Alternative Funds (includes comment letters received)
Published - CSA Notice - 09/22/2016
CSA Notice
Published
09/22/2016
Request for Comment Proposed Amendments to NI 81-102 Investment Funds and Related Consequential Amendments (includes comment letters received)
Published - CSA Notice - 12/10/2015
CSA Notice
Published
12/10/2015
81-102CP
Changes to 81-102CP (arising from Derivatives related amendments to the Securities Act)
Effective - Changes to Policy - 10/31/2014
Changes to Policy
Effective
10/31/2014
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 09/22/2014
Amendments to Instrument
Effective
09/22/2014
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 09/22/2014
Changes to Policy
Effective
09/22/2014
Amendments to NI 81-102, NI 81-106, NI 81-101, NI 41-101 and Related Consequential Amendments
Published - CSA Notice - 06/19/2014
CSA Notice
Published
06/19/2014
81-102
Amendments to NI 81-102 (arising from NI 81-106)
Effective - Amendments to Instrument - 01/01/2014
Amendments to Instrument
Effective
01/01/2014
81-324
CSA Mutual Fund Risk Classification Methodology for Use in Fund Facts
Published - CSA Notice - 12/12/2013
CSA Notice
Published
12/12/2013
81-102
Amendments to NI 81-102 (arising from NI 81-101)
Effective - Amendments to Instrument - 09/01/2013
Amendments to Instrument
Effective
09/01/2013
81-102
Amendments to NI 81-102 (arising from NI 25-101)
Effective - Amendments to Instrument - 05/31/2013
Amendments to Instrument
Effective
05/31/2013
81-102CP
Changes to 81-102CP (arising from NI 25-101)
Effective - Changes to Policy - 05/31/2013
Changes to Policy
Effective
05/31/2013
Request for Comment on Proposed Amendments to NI 81-102 and Related Amendments
Published - CSA Notice - 03/27/2013
CSA Notice
Published
03/27/2013
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 04/30/2012
Changes to Policy
Effective
04/30/2012
2007 ABASC 209
Certain MFDA Members: Commingling of Funds
Revoked - Blanket Order - 04/30/2012
Blanket Order
Revoked
04/30/2012
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 04/30/2012
Amendments to Instrument
Effective
04/30/2012
2012 ABASC 160
Revocation of Blanket Order re: Certain MFDA Members: Commingling of Funds
Published - Revocation Order - 04/25/2012
Revocation Order
Published
04/25/2012
Amendments to NI 81-102, NI 81-101, NI 41-101 and NI 81-106
Published - CSA Notice - 02/09/2012
CSA Notice
Published
02/09/2012
81-102
Amendments to NI 81-102 (arising from NI 81-101)
Effective - Amendments to Instrument - 01/01/2011
Amendments to Instrument
Effective
01/01/2011
81-102CP
Changes to 81-102CP (airsing from NI 81-101)
Effective - Changes to Policy - 01/01/2011
Changes to Policy
Effective
01/01/2011
Proposed Amendments to NI 81-102 and NI 81-106
Published - CSA Notice - 06/25/2010
CSA Notice
Published
06/25/2010
05/10/1984
Investment Funds Institute of Canada
Revoked - Blanket Order - 09/28/2009
Blanket Order
Revoked
09/28/2009
81-102
Amendments to NI 81-102 (arising from NI 31-103)
Effective - Amendments to Instrument - 09/28/2009
Amendments to Instrument
Effective
09/28/2009
81-102
Amendments to NI 81-102 (arising from NI 81-106)
Effective - Amendments to Instrument - 09/08/2008
Amendments to Instrument
Effective
09/08/2008
81-102CP
Changes to 81-102CP (arising from NI 81-106)
Effective - Changes to Policy - 09/08/2008
Changes to Policy
Effective
09/08/2008
81-102
Amendments to NI 81-102 (arising from NI 81-107)
Effective - Amendments to Instrument - 11/01/2006
Amendments to Instrument
Effective
11/01/2006
81-102CP
Changes to 81-102CP (arising from NI 81-107)
Effective - Changes to Policy - 11/01/2006
Changes to Policy
Effective
11/01/2006
81-102
Amendments to NI 81-102 (arising from NI 81-106)
Effective - Amendments to Instrument - 06/01/2005
Amendments to Instrument
Effective
06/01/2005
81-102CP
Changes to 81-102CP (arising from NI 81-106)
Effective - Changes to Policy - 06/01/2005
Changes to Policy
Effective
06/01/2005
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 12/31/2003
Changes to Policy
Effective
12/31/2003
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 12/31/2003
Amendments to Instrument
Effective
12/31/2003
Notice of Amendments to NI 81-102 and NI 81-101
Published - CSA Notice - 10/10/2003
CSA Notice
Published
10/10/2003
Proposed Amendments to NI 81-102 and NI 81-101
Published - CSA Notice - 07/19/2002
CSA Notice
Published
07/19/2002
81-102
Amendments to NI 81-102
Effective - Amendments to Instrument - 05/02/2001
Amendments to Instrument
Effective
05/02/2001
81-102CP
Changes to 81-102CP
Effective - Changes to Policy - 05/02/2001
Changes to Policy
Effective
05/02/2001
Amendments to NI 81-101 and NI 81-102
Published - ASC Notice - 02/16/2001
ASC Notice
Published
02/16/2001
Proposed Amendments to NI 81-101 and NI 81-102
Published - CSA Notice - 06/16/2000
CSA Notice
Published
06/16/2000
81-102
Mutual Funds
Effective - National Instrument - 02/01/2000
National Instrument
Effective
02/01/2000
81-102CP
Companion Policy to NI 81-102
Effective - Companion Policy - 02/01/2000
Companion Policy
Effective
02/01/2000
Proposed Amendments to NI 81-102
Published - CSA Notice - 01/28/2000
CSA Notice
Published
01/28/2000
News Releases Related to 81-102
Title
Date
Jan 18, 2024
Sep 18, 2020
Oct 04, 2018
Sep 24, 2015
Mar 27, 2013