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The national registration search contains the names of all individuals and firms who are registered to sell securities in Canada, with the exception of those registered solely with the Ontario Securities Commision (OSC).

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Jan 15

ASC issues Variation Order relating to Prize Mining Corp.

CALGARY – January 15, 2019 – The Alberta Securities Commission (ASC) has varied a January 3, 2019 Order in relation to preliminary allegations by ASC staff that Prize Mining Corp. (Prize) breached Alberta securities laws, and acted contrary to the public interest, by making misrepresentations and failing to comply with its continuous disclosure obligations. By virtue of the Variation Order: The hearing is adjourned until 10:00 am on Friday, February 1, 2019; Pending the determination of the hearing, all trading in securities of Prize must cease; and Prize must cease trading in all securities, and all exemptions contained in Alberta securities laws do not apply to Prize. The preliminary allegations outlined in the Notice of Application have not been proven and the ASC’s investigation is ongoing. A copy of the Order and a copy of the Variation Order can be found on the ASC website at albertasecurities.com. The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted with fostering a fair and efficient capital market in Alberta and with protecting investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets. ​ - 30 - For further information please contact: ​​​ ​​​ Read more

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How financially fit are you?

It’s a New Year! At this time of resolutions, don’t forget to consider your finances as they can impact your wellbeing. Reviewing and identifying ways to eliminate or improve any finance-related stress may lead to living a healthier and better-balanced life in 2019! Learn more on our blog today.

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Investing 101 Course

If you are an investor or are thinking about investing, this plain-language, non-promotional course provides you with an overview of investing. Gain basic knowledge to make a well-informed decision when you are presented with an investment opportunity.

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Family, Friends and​​ Business Associates (FFBA) Review

We are conducting a review of the FFBA prospectus exemption. The intent of this review is to help the ASC better understand the use of the exemption. We have selected a random sample of investors who will receive our questionnaire shortly.

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