2020/2021 CSA Enforcement Report

STRENGTH AND RESILIENCE IN UNPRECEDENTED TIMES

Alberta-based registered firms

Confirm you have accurate information

Investor Protection

Check before you invest. Avoid fraud with CheckFirst.ca

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

COVID-19: Operations continue at the ASC

Committed to delivering on our mandate of ensuring a fair and efficient market and protecting investors

2020/2021 CSA Enforcement Report

STRENGTH AND RESILIENCE IN UNPRECEDENTED TIMES

Alberta-based registered firms

Confirm you have accurate information

Investor Protection

Check before you invest. Avoid fraud with CheckFirst.ca

Are you a whistleblower?

Visit the Office of the Whistleblower (OWB) to learn more

COVID-19: Operations continue at the ASC

Committed to delivering on our mandate of ensuring a fair and efficient market and protecting investors