October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
In general, the following criteria will help you determine if you qualify as a whistleblower.
You may qualify as a whistleblower if you are:
You have information about a contravention of Alberta securities laws by that person or company.
You seek to voluntarily disclose this information to ASC staff.
The information you provide is not misleading or untrue.
Final determination of whether you are a whistleblower will be based on the Securities Act (Alberta) and rests with the Office of the Whistleblower.
Please see Submit a tip and Protections for whistleblowers for more information.