October 23, 2020 is the deadline to provide feedback on the self-regulatory organization (SRO) framework consultation paper.
Learn more about what the ASC is doing to support market participants and investors.
A whistleblower can provide a valuable public service by sharing information about securities misconduct that would otherwise be difficult to detect. Tips provided by whistleblowers help the Enforcement division of the Alberta Securities Commission (ASC) identify and investigate potential violations and take action to stop them. This allows the ASC to minimize harm to investors, better protect the integrity of the Alberta capital market and hold accountable those responsible for unlawful conduct. Examples of securities violations include illegal insider trading, fraud, misleading financial statements, disclosure violations, illegal distributions and unregistered trading.
About the Office of the Whistleblower
Questions and answers
Whistleblower toll free line: 1-833-295-4387
If you leave a voicemail message, please include:
You may also send a confidential email to firstname.lastname@example.org.
OWB – Confidential
Alberta Securities Commission
Suite 600, 250 – 5th Street SW
Calgary, Alberta, T2P 0R4
For additional ASC contact information, click here.