When submitting an investor complaint to the ASC through our complaint process, you must agree to comply with the ASC’s terms and conditions as outlined below:

I understand and agree that the ASC is not responsible for any expenses or losses I might incur in connection with providing information and documents to the ASC.
I confirm that, to the best of my knowledge and belief, I am not in breach of my legal or professional obligations (e.g. solicitor-client privilege) by providing information and documents to the ASC.
I will maintain the confidentiality of any and all information provided by the ASC to me in connection with my submission.
To the best of my knowledge and belief, all of the information submitted through this form is true and accurate. Warning: it is an offence under the Alberta Securities Act to provide false or misleading information to the Alberta Securities Commission.