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Dec 19, 2013
The Canadian Securities Administrators (CSA) today published final amendments to National Instrument 31-103 Registration Requirements, Exemptions and Ongoing Registrant Obligations. These amendments would require all registered dealers and advisers to use the Ombudsman for Banking Services and Investments (OBSI) as the common dispute resolution service (DRS), except in Québec where the mediation regime administered by the Autorité des marchés financiers will continue to apply.
Carolyn Shaw-Rimmington Ontario Securities Commission 416-593-2361
Alison Walker British Columbia Securities Commission 604-899-6713
Tanya Wiltshire Nova Scotia Securities Commission 902-424-8586
Jeff Mason Nunavut Securities Office 867-975-6591
Denny Huyghebaert Financial and Consumer Affairs Authority of Saskatchewan 306-787-5548
Sylvain Théberge Autorité des marchés financiers 514-940-2176
Andrew Nicholson Financial and Consumer Services Commission, New Brunswick 506-658-3021
Janice Callbeck The Office of the Superintendent of Securities, P.E.I. 902-368-6288
Rhonda Horte Office of the Yukon Superintendent of Securities 867-667-5466
Ann Hall Northwest Territories Securities Office 867-920-3318