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600, 250 - 5th St SW, Calgary, AB T2P 0R4
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(403) 297-6454
About the ASC
- ASC Strategic Plan
- Organization & governance
- ASC Members
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- Hear From Our People
- Why Choose the ASC
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Complain or Report
Securities Law & Policy
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- Blanket Orders & Designation Orders
Issuer Regulation
- Oil & Gas
- Fostering Alberta's New Economy
- Small Business Capital Formation
- Common Capital Raising Exemptions
- Financial Innovation in the Capital Markets
- Considerations When Investing in New Business
- Exempt Financing
- Exemption Orders
- Fees & Filing Deadlines
- Ongoing Disclosure
- Insider Reporting
- Reporting Issuer List
- Cease Trade Orders
- Decisions and Orders
Registrant & Market Regulation
- Registrant Toolkit
- How to Apply
- Frequently Used Forms & Fees
- Information about Exemptions
- Education
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
News & Publications
Enforcement
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- Status of Current Proceedings
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- Unpaid Orders
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- File an Investor Complaint
- Office of the Whistleblower
- Automatic Reciprocation
Are you looking for a rewarding career with opportunity for growth and development?
See what the ASC has to offer.
Learn More
Issuer Regulation
- Issuer Regulation
- Oil & Gas
- Fostering Alberta's New Economy
- Small Business Capital Formation
- Common Capital Raising Exemptions
- Financial Innovation in the Capital Markets
- Considerations When Investing in New Business
- Exempt Financing
- Exemption Orders
- Fees & Filing Deadlines
- Ongoing Disclosure
- Insider Reporting
- Reporting Issuer List
- Cease Trade Orders
- Decisions and Orders
Registrant & Market Regulation
- Registrant & Market Regulation
- Registrant Toolkit
- How to Apply
- Frequently Used Forms & Fees
- Information about Exemptions
- Education
- Self-Regulatory Organizations
- Exchanges, Alternative Trading Systems, Clearing Agencies & Trade Repositories
- Regulatory Reform of Over-the-Counter Derivatives
- Exemption Orders
- Decisions & Orders
Are you looking for a rewarding career with opportunity for growth and development?
See what the ASC has to offer.
Learn More