Exemption Orders (Registrants)

Exemption Orders Relating to Registrants

The ASC may, in appropriate circumstances, issue orders granting exemptions to particular applicants from specified requirements of securities laws, and orders granting approval or recognition to various types of exchanges or self-regulatory organizations. 

Below you will find:

  • orders granting exemptions to particular applicants from specified requirements of securities laws; and
  • orders granting approval or recognition to various types of exchanges or self-regulatory organizations.
Title
Type
Date
Exemption